Robinhood Markets, Inc. (HOOD)
SEC filings, insider trading & institutional ownership from EDGAR.
Robinhood was founded in 2013 with the mission of democratizing finance for all. It builds modern financial services platforms that use technology to give people, regardless of wealth, income or background, simple and convenient access to the financial system. The company says it was the first U.S. retail broker to offer commission-free stock trading with no account minimums, a practice the rest of the industry later adopted. It began with a mobile-first equities trading app and has since added asset classes, products and tools, including offerings for more seasoned investors.
The text centers on Robinhood's brokerage offering. Customers can trade U.S.-listed stocks, ETFs, ADRs and related options commission-free, including fractional shares starting at $1, recurring investments with dividend reinvestment, and index options. Eligible customers can use tiered margin investing, short selling (launched in the fourth quarter of 2025), and the Fully-Paid Securities Lending program, in which customers share in the interest earned when their shares are lent. Futures contracts on equity indices, energy, currencies, cryptocurrencies, metals and other commodities carry commissions and fees. Event contracts on a Prediction Markets Hub are offered through the company's CFTC-regulated FCM license for a commission per contract. In January 2026, a joint venture with SIG called Rothera acquired 90% of MIAXdx, renamed Rothera E&C, to build an independent CFTC-licensed exchange and clearinghouse. Other features include a cash sweep program to partner banks with FDIC-eligible deposits, instant withdrawals for a fee, Robinhood Retirement (traditional and Roth IRAs with a contribution match subject to a five-year holding period), joint investing accounts, and 24-hour trading of individual stocks and ETFs, five days a week. The mobile app shows market information such as historical prices, analyst ratings and charts. Robinhood Legend is a customizable browser-based desktop platform for active traders, available at no additional cost to U.S. and U.K. account holders. The text also refers to Robinhood Gold subscribers.
Robinhood serves retail customers, including first-time investors, active traders, and freelance and gig workers without employer retirement matching. Since 2024 it has offered most of its brokerage services in the U.K. through RHUK and a dedicated mobile app, with multi-currency GBP wallets and recently launched stocks and shares ISAs. Eligible EU customers can access stock tokens, derivative contracts that track U.S. stocks or ETPs 24 hours a day, five days a week, and mirror dividend payouts without conferring ownership of the underlying shares.
On the operating side, the text names partner banks for its cash sweep program and the CFTC as regulator of its futures and event contract activity. It says it prioritizes compliance and reviews customer eligibility for options and margin. The captured text does not cover suppliers, manufacturing, competitors or headquarters.
AI-summarized from Item 1 (Business) of the company’s most recent 10-K filing.
Financials
As reported to the SEC via XBRL, no adjustments
| Diluted EPS | $2.05 |
| Net margin | 42.1% |
Revenue by region
FY2022 geographic segments • from the 10-K
Latest filings
10-K, 10-Q, 8-K, Form 4 & 13D/G. Sourced directly from SEC EDGAR
| Form | Filed |
|---|---|
| 4Gallagher Daniel Martin Jr | Nov 5, 2026 |
| 4Bazzano Dara | Nov 4, 2026 |
| 4Robinhood Markets, Inc. | Oct 30, 2026 |
| 4Robinhood Markets, Inc. | Oct 29, 2026 |
Insider trading
From Form 4 filings
| Insider | Date | Type |
|---|---|---|
| Gallagher Daniel Martin Jr | Nov 3, 2026 | Sell |
| Bazzano Dara | Nov 2, 2026 | Sell |
| Robinhood Markets, Inc. | Oct 28, 2026 | Sell |
| Robinhood Markets, Inc. | Oct 27, 2026 | Sell |
| Robinhood Markets, Inc. | Oct 26, 2026 | Sell |
Top holders
13F & 13D/G • latest quarter
| Holder | Stake | Filed | Value |
|---|---|---|---|
| BlackRock, Inc. | 8.5% | Aug 7, 2026 | $6.8B |
| Vanguard Capital Management | 6.5% | Aug 13, 2026 | $5.18B |
| Vanguard Portfolio Management | 4.7% | Aug 13, 2026 | $3.74B |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4.6% | Aug 14, 2026 | $3.68B |
| STATE STREET CORPORATION | 4.4% | Sep 22, 2026 | $3.48B |
Executive pay and the vote
From the FY2025 proxy statement (DEF 14A), filed Apr 22, 2026, and the annual meeting’s vote
Figures come from the company’s proxy statement, and the vote count from its 8-K.
The Summary Compensation Table for every named officer, the board with tenure and committees, and each proposal with its count, verified against the filings.
Sign up free →Latest 10-Q takeaways
filed Oct 27, 2026Predominantly backward-looking, data-heavy MD&A showing solid top-line, customer, and asset growth (revenue +12%, Gold subscribers +34%, platform assets +19%) offset by lower net income, decelerating net deposits, a crypto revenue collapse, and rising credit losses and expenses. Tone is factual and moderately positive, with limited explicit forward guidance. Automated screens found no red flags in this filing.
Written by Scrutar's AI from HOOD's SEC filings. Check anything you rely on against the filing. Not investment advice.
HOOD's filings are public. The insight is one click away.
Scrutar's AI reads every HOOD filing and points out what matters. Red flags, risk shifts, disclosure quality and key relationships. Cited to the source, free with an account.
Never miss a HOOD filing.
Get an email when HOOD files its next 8-K, Form 4, 10-K or 10-Q with the SEC. Free, no account needed.
Free foreverNo account requiredOne-click unsubscribe
Companies related to HOOD
Peers identified from HOOD's own SEC filings.
Data as of Nov 8, 2026Source: SEC EDGAR.