BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Broadridge is a Delaware corporation and a global financial technology company that provides technology-driven solutions for investing, corporate governance, and communications. It helps banks, broker-dealers, asset and wealth managers, public companies, investors, and mutual funds operate, innovate, and grow. Its offerings aim to improve investor engagement, optimize trading and investing, and digitize communications. Its growth strategy centers on three themes: driving democratization and digitization in governance, simplifying and innovating trading in capital markets, and modernizing wealth and investment management.

The company reports two segments. Investor Communication Solutions is the larger, at about 74% of revenues in both fiscal 2026 and 2025. It includes Regulatory Solutions (proxy distribution and voting for nominees, corporate issuers, funds, and institutional investors, including the ProxyEdge platform, plus regulatory communications, fund communications, and international governance services), Data-Driven Fund Solutions (analytics, fund trade processing, and retirement and wealth services), Corporate Issuer Solutions (proxy and annual meeting services, virtual shareholder meetings, SEC filing and capital markets transactional services, and transfer agency), and Customer Communications Solutions (the Broadridge Communications Cloud for omni-channel transactional, marketing, and regulatory communications). Global Technology and Operations accounted for about 26% of revenues in both years. It provides a platform automating the front-to-back trade lifecycle across equities, fixed income, mutual funds, foreign exchange, and exchange-traded derivatives. Its offerings are Capital Markets Solutions (trading and connectivity, post-trade processing, and a distributed ledger repo solution) and Wealth and Investment Management Solutions (wealth management platforms, data aggregation, digital marketing, and portfolio and order management for asset managers). It also offers business process outsourcing that combines technology, including agentic AI, with operations expertise.

Customers include banks, broker-dealers, public companies, mutual funds and fund managers, institutional investors, asset and hedge fund managers, wealth advisors, insurers, and retirement service providers. Customer communications clients also span healthcare, consumer finance, telecommunications, and utilities. Broadridge serves markets in North America, EMEA, and APAC, and its trading technology processes trades, clearance, and settlement in more than 100 markets. It sees tailwinds from financial firms' rising technology budgets and a growing share of that spend going to third-party providers. In proxy services, it bills public companies under SEC and self-regulatory organization fee rules, such as those of the NYSE, and passes the nominee portion of the fees on to the nominees.

Operationally, the company delivers multi-client technology and outsourcing services mainly through common operations platforms. Its physical communications delivery runs through a network of six highly automated production facilities across North America. It has expanded through acquisitions, including Signal Agency Limited in August 2025 and CQG, Inc., an execution management system provider for futures and options. The text does not identify suppliers, competitors, or headquarters location.